Do you struggle to get a consolidated view of your regulatory health?
No Consolidated View
Senior Management or Compliance professionals lack Information on reporting and controls is often distributed across spreadsheets, PowerPoints, and documents across multiple business areas
Time and Effort
Locating, collating, completing and ensuring oversight of compliance tracking documentation while juggling version control and history takes time and effort
Too much - or too little - detail
Quantity and variety of requirements means difficulty in focusing on the real issues. Getting relevant information means commissioning ‘1 more report’ from staff.
SMART_Dash is a cloud-based solution providing a clearer view of your regulatory health
What is SMART_Dash?
SMART_Dash delivers a single, ‘go-to’ location for your business’ regulatory health via a clear, intuitive and consolidated visualisation of risk
Learn MoreHow does it work?
Why SMART_Dash?
SMART_Dash combines intuitive design and financial expertise to visualise only the risk metrics that matter – giving you a clearer view of your regulatory health
Learn MoreSMART: Senior Manager Accountability Responsibility Tracker
SMART_Dash provides an innovative solution to the challenges of regulatory risk management
Centralised Oversight
SMART_Dash provides a single location for the consolidation of relevant reporting and controls information, key risk metrics, responsibilities and ‘ownership’ of regulatory risk.
Accessible and Consistent
Checking your regulatory risk status is as easy as logging in. You set the standard for your business and SMART_Dash enables transparency to the ‘right now’ and the evidence for the ‘then’.
Focus on the real issues
Avoid information overload with customisable and filterable views that allow you to track only the issues that ‘really’ matter. Drill down into the detail with the help of SMART_Support.
SMART_Support
Delivering Focused Oversight of Specific Regulatory Risk
Regulation and organisation specific:
> MiFIR / MiFID II RTS 22 Article 15
> Regulated Firm vs NCA Data
> Regulated Firm vs ARM Data
> Regulated Firm Internal Reconciliation Stats
> System Specific Reconciliation Stats
> Business / Product Flow Specific Reconciliation Stats
Reconciliation Point. Review and filter reconciliation data by specific point along the flow
Reconciliation Stats. Get meaningful oversight info on the specific reconciliation stats at each level of reconciliation, including volume, exception levels, exceptions investigation progress, benchmarking display vs prior / average cycle data or targets, meaningful commentary
Filter by Asset Class. Filter reporting metrics by asset class as you have defined them
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