Getting a consolidated view of regulatory risk data is a headache for many financial institutions. Creating senior manager and governance forum packs that bring together the latest regulatory data in an understandable way can take up days of valuable time and can overwhelm managers with their level-of-detail.
Experts from banks, hedge funds and market infrastructure providers will discuss how financial institutions can create transparency and insights from their regulatory risk data, and Leading Point will introduce their new industry-leading regulatory risk data system SMART_Dash.
Panellists will discuss:
- The challenges of internal regulatory oversight that all financial services firms are facing
- How businesses can create a consolidated view of their regulatory risk
- The ways that regulatory monitoring data can be more accessible
- An introduction to SMART_Dash; a revolutionary tool providing regulatory risk reassurance
About the panellists:
Chief Compliance Officer and Partner at Coremont LLP
Michelle is an experienced Compliance Professional with twenty years experience in Asset Management, specialising in alternative funds. She is a Partner (SMF27), Chief Compliance Officer (SMF16) and Money Laundering Reporting Officer (SMF17).
Director at Regulatory Governance Consulting Limited
Sarah is an industry and regulatory expert who has enjoyed a Financial Services career spanning over two decades in US, UK and European investment banking and Financial Services organisations.
CEO at Leading Point
Change leader with over 20 years’ experience in helping financial markets with their toughest business challenges in data, op models, regulatory compliance, and digital platforms.
Head of Solutions at Leading Point
Thush is an expert architecture lead with over 20 years’ experience helping the world’s biggest financial services providers in capital markets, banking and buy-side to deliver practical transformations in client data, anti-financial crime, treasury, risk, ops and finance functions, and major firm-wide efficiency initiatives.